SEC-CFTC Joint Staff Statement (Project Crypto-Crypto Sprint)
Sep 2, 2025 · The SEC’s Division of Trading and Markets and the CFTC’s Division of Market Oversight and Division of Clearing and Risk (collectively, the “Divisions”) [1] are announcing a …
SEC and CFTC Staff Issue Joint Statement on Trading of Certain …
This Joint Statement clarifies staff’s views that SEC- and CFTC- registered exchanges are not prohibited from facilitating the trading of certain spot commodity products. The joint effort …
SEC-CFTC Joint Roundtable on Regulatory Harmonization Efforts
Sep 29, 2025 · The SEC and the CFTC will hold a joint roundtable to discuss regulatory harmonization priorities between their agencies.
SEC Adopts Amendments to Enhance Private Fund Reporting
Feb 8, 2024 · The Securities and Exchange Commission today adopted amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, …
SEC Announces Agenda, Panelists for SEC-CFTC Roundtable on …
The Securities and Exchange Commission and the Commodity Futures Trading Commission have announced the agenda and panelists for their joint September 29 roundtable on regulatory …
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers AGENCIES: Commodity Futures Trading Commission and Securities and Exchange
SEC.gov | SEC and CFTC Issue Joint Statement on Regulatory ...
The Securities and Exchange Commission and the Commodity Futures Trading Commission (CFTC) today issued a joint statement on regulatory harmonization opportunities and …
SEC.gov | The Regulatory Regime for Security-Based Swaps
May 20, 2013 · In 2010, Congress passed legislation tasking the SEC and CFTC with creating a regulatory regime to govern this multi-trillion dollar market. The 2010 Dodd-Frank Wall Street …
Frequently Asked Questions on Regulation SBSR - SEC.gov
Under the CFTC rules, a swap transaction must be reported as soon as practicable after the time of execution. [4] Under the CFTC’s approach, market participants are not permitted to “hold” a …
Mar 20, 2025 · The United States stands at a defining moment in the evolution of digital asset regulation. As global competitors implement clear and innovation-friendly frameworks, the U.S. …