Finra last Wednesday fined and suspended a former LPL Financial rep who allegedly forged two customers’ signatures for fixed annuity contracts. The former rep, Joffre Salazar, was associated with LPL ...

AMORY – Modern Woodmen financial representative Brad Blalock is among the top 10 percent of financial representatives in the world recently named to the Million Dollar Round Table, which includes life ...

Secretary of the Commonwealth of Massachusetts William Galvin said Monday he had charged a former Next Financial Group broker with violations of state securities laws due to his alleged practice of ...

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A former Oshkosh financial adviser is accused of stealing nearly $1.5 million from at least six elderly clients. Jean A. Walsh-Josephson, 56, was charged Tuesday in Winnebago County Circuit Court with ...

The NASD lists its total number of registered representatives as approximately 660,000. The annual turnover rate of representatives in the securities industry, according to the Securities Industry ...

Andrew Kerr is an investigative reporter for The Daily Caller News Foundation. Multiple watchdog groups said Rep. Ilhan Omar may have violated federal law for failing to mention any income received ...